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Exam Series 6 All Questions

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Exam Series 6 topic 1 question 289 discussion

Actual exam question from FINRA's Series 6
Question #: 289
Topic #: 1
[All Series 6 Questions]

Which of the following statements regarding the purchase and redemption of mutual fund shares is false?

  • A. Mutual fund shares may not be purchased on margin.
  • B. An investor can both purchase and sell fractional shares of mutual funds.
  • C. When an investor redeems his shares, the mutual fund must pay for the shares within 7 business days.
  • D. If an investor places an order to buy or redeem shares of a mutual fund before 4 P.M.EST on a day when the markets are open, the price will be based on the funds net asset value (NAV), as calculated at the end of that trading day.
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Suggested Answer: C 🗳️
The false statement regarding the purchase and redemption of mutual fund share is that when an investor redeems his shares, the mutual fund must pay for the shares within 7 business days. The mutual fund must pay for the shares within 7 calendar days. All the other statements are true.

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