ExamTopics Logo
Mail Us[email protected]
Menu
Finra Discussions
exam questions

Exam Series 63 All Questions

View all questions & answers for the Series 63 exam
Go to Exam

Exam Series 63 topic 1 question 23 discussion

Actual exam question from FINRA's Series 63
Question #: 23
Topic #: 1
[All Series 63 Questions]

A broker-dealer is required to keep his records for how long?

  • A. at least three years
  • B. at least five years
  • C. at least seven years
  • D. broker-dealer is required to keep his records for as long as he is registered in the state.
Show Suggested Answer Hide Answer
Suggested Answer: A 🗳️
A broker dealer is required to keep his records at least three years.
by lolojepu at April 6, 2025, 1:36 a.m.

Comments

Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.
Switch to a voting comment New
Submit Cancel
Currently there are no comments in this discussion, be the first to comment!
Community vote distribution
A (35%)
C (25%)
B (20%)
Other
Most Voted
A voting comment increases the vote count for the chosen answer by one.

Upvoting a comment with a selected answer will also increase the vote count towards that answer by one. So if you see a comment that you already agree with, you can upvote it instead of posting a new comment.

SaveCancel