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Exam Series 63 All Questions

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Exam Series 63 topic 1 question 45 discussion

Actual exam question from FINRA's Series 63
Question #: 45
Topic #: 1
[All Series 63 Questions]

For how long after the effective date is a security's registration valid?

  • A. three months
  • B. six months
  • C. one year
  • D. two years
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Suggested Answer: C 🗳️
A security's registration is valid for one year after the effective date, which is the date the Administrator approves the registration. If the entire issue has not been sold in this time frame, the offering may be renewed.
by lolojepu at April 6, 2025, 1:37 a.m.

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