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Exam Series 63 All Questions

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Exam Series 63 topic 1 question 100 discussion

Actual exam question from FINRA's Series 63
Question #: 100
Topic #: 1
[All Series 63 Questions]

To continue operating as an agent, broker-dealer, investment adviser, or investment adviser representative next year, you must pay the filing fee to renew your license with the state Administrator by

  • A. January 15th of the new year.
  • B. January 30th of the new year.
  • C. December 31st of this year.
  • D. the anniversary date of the original issue date on your license.
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Suggested Answer: C 🗳️
To continue operating as an agent, broker-dealer, investment adviser, or investment adviser representative next year, you must pay your filing fee to renew your license by December 31st of this year. Otherwise, your license will expire. There is no grace period.
by lolojepu at April 6, 2025, 1:42 a.m.

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