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Exam Series 63 All Questions

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Exam Series 63 topic 1 question 136 discussion

Actual exam question from FINRA's Series 63
Question #: 136
Topic #: 1
[All Series 63 Questions]

Which of the following would not appear on an order ticket?

  • A. the stock symbol
  • B. the account number of the client buying or selling the security
  • C. the settlement date
  • D. the agent's commission
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Suggested Answer: D 🗳️
The agent's commission does not appear on an order ticket. It does appear on the trade confirmation, however, which the client receives.
by lolojepu at April 6, 2025, 1:45 a.m.

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