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Exam Series 63 All Questions

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Exam Series 63 topic 1 question 138 discussion

Actual exam question from FINRA's Series 63
Question #: 138
Topic #: 1
[All Series 63 Questions]

Which of the following would not appear on a trade confirmation?

  • A. the client's account number
  • B. the commission
  • C. the settlement date
  • D. All of the above items appear on a trade confirmation.
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Suggested Answer: D 🗳️
All of the items listed appear on a trade confirmation-the client's account number, the commission, and the settlement date-as well as a lot of additional information.
by lolojepu at April 6, 2025, 1:45 a.m.

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