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Exam Series 7 All Questions

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Exam Series 7 topic 1 question 252 discussion

Actual exam question from FINRA's Series 7
Question #: 252
Topic #: 1
[All Series 7 Questions]

When opening a brokerage account for a customer, a registered representative must determine the customer’s:

  • A. investment objectives
  • B. financial resources
  • C. financial requirements
  • D. all of the above
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Suggested Answer: D 🗳️
all of the above. All of the choices are required information for the registered representative to obtain.
by lolojepu at April 6, 2025, 2:13 a.m.

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