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Exam Series 7 All Questions

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Exam Series 7 topic 1 question 304 discussion

Actual exam question from FINRA's Series 7
Question #: 304
Topic #: 1
[All Series 7 Questions]

Mutual fund salespersons may not represent that a product is like of safer than:

  • A. an insurance policy
  • B. a fixed annuity
  • C. a corporate debt instrument
  • D. all of the above
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Suggested Answer: D 🗳️
all of the above. A broker/dealer must demonstrate that what is said or printed about a product is not fraudulent. Representing a mutual fund as safer than any of the choices above is likely fraudulent.
by lolojepu at April 6, 2025, 2:16 a.m.

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