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Exam Series 7 All Questions

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Exam Series 7 topic 1 question 309 discussion

Actual exam question from FINRA's Series 7
Question #: 309
Topic #: 1
[All Series 7 Questions]

The net investment income of an open-end investment company represents:

  • A. net income from dividends and interest paid on securities in the fund’s portfolio
  • B. net gains on sales of portfolio securities
  • C. dividends, interest, and net gains on sales of securities
  • D. net profits from the investment company operation
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Suggested Answer: A 🗳️
net income from dividends and interest paid on securities in the funds portfolio. Net investment income is dividends and interest but not capital gains.
by lolojepu at April 6, 2025, 2:17 a.m.

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