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Exam Series 7 All Questions

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Exam Series 7 topic 1 question 336 discussion

Actual exam question from FINRA's Series 7
Question #: 336
Topic #: 1
[All Series 7 Questions]

Initial margin deposit minimum requirements are set by the:

  • A. NYSE
  • B. FINRA
  • C. FRB
  • D. FDIC
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Suggested Answer: C 🗳️
FRB. The Federal Reserve Board sets the initial margin deposit requirements. The NYSE set the ongoing minimum equity requirements.
by lolojepu at April 6, 2025, 2:19 a.m.

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