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Exam IIA-CIA-Part1 topic 6 question 295 discussion

Actual exam question from IIA's IIA-CIA-Part1
Question #: 295
Topic #: 6
[All IIA-CIA-Part1 Questions]

Considering the concepts of organizationwide risk management and the system of internal controls, the internal audit activity as a whole can be considered which of the following types of control?

  • A. Transaction-level control.
  • B. Management-oversight control.
  • C. Governance control.
  • D. Process-level control.
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Suggested Answer: B 🗳️

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Kozy
1 week, 3 days ago
Selected Answer: C
The internal audit activity, in the context of organizationwide risk management and internal control systems, functions as a governance control, because: Internal audit operates at the highest levels of the organization, providing: Independent, objective assurance to the board and senior management. Insights on governance, risk management, and internal controls. - The activity strengthens organizational oversight by evaluating controls, risk processes, and overall governance effectiveness. - Internal audit does not directly operate at the transaction, process, or management-oversight level, but contributes to broad governance structures. B- Wrong: Management's oversight responsibilities are distinct from internal audit's independent role.
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