exam questions

Exam IIA-CIA-Part1 All Questions

View all questions & answers for the IIA-CIA-Part1 exam

Exam IIA-CIA-Part1 topic 4 question 31 discussion

Actual exam question from IIA's IIA-CIA-Part1
Question #: 31
Topic #: 4
[All IIA-CIA-Part1 Questions]

According to the COSO framework, which of the following is not a principle of internal control?

  • A. Management's philosophy and operating style.
  • B. Human resource policies and practices.
  • C. Integrity and ethical values.
  • D. Risk assessment.
Show Suggested Answer Hide Answer
Suggested Answer: D 🗳️

Comments

Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.
Switch to a voting comment New
Musfar
1 year ago
All the components mentioned except the RA are components of control environments. I think the question should have been asked more specifically to hint at the control environment.
upvoted 2 times
...
9e27bc2
1 year ago
B. Human resource policies and practices. According to the COSO (Committee of Sponsoring Organizations of the Treadway Commission) framework, human resource policies and practices are not explicitly listed as one of the principles of internal control. The principles of internal control, as defined by COSO, are: Control Environment Risk Assessment Control Activities Information and Communication Monitoring Activities While human resource policies and practices are important considerations within the broader control environment, they are not specifically identified as one of the core principles in the COSO framework. The other options (A, C, and D) are principles within the COSO framework.
upvoted 2 times
...
jicabratme
3 years, 9 months ago
But these are elements of the control environment, not principles of internal control
upvoted 2 times
...
Daniellaabc
4 years, 2 months ago
By definition, the principles are integrity and ethical values,Mgt philosophy and operating style,Organizational status,Human resources policy and practices,Competence of personnel. Risk management is nt mentioned
upvoted 3 times
...
Alina12234
4 years, 2 months ago
why Risk assessment?
upvoted 1 times
...
Community vote distribution
A (35%)
C (25%)
B (20%)
Other
Most Voted
A voting comment increases the vote count for the chosen answer by one.

Upvoting a comment with a selected answer will also increase the vote count towards that answer by one. So if you see a comment that you already agree with, you can upvote it instead of posting a new comment.

SaveCancel
Loading ...