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CSC Actual Exam Questions

Last updated on April 30, 2025.
Vendor:Canadian Securities Institute
Exam Code:CSC
Exam Name:Canadian Securities Course
Exam Questions:100
97% Passed the exam with this material
 

Topic 1 - Exam A

Question #1 Topic 1

What is the best description of a sector rotation strategy?

  • A. Adjusts investments according to which industry sector will rally most during various stages of the economic cycle.
  • B. Shifts investments from one cyclical industry to another depending on the stage of the economic cycle.
  • C. Occasional adjustments lead to lower trading costs and expenses.
  • D. Shifts from one sector to another during various economic cycles using a bottom-up approach.
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Correct Answer: A 🗳️

Question #2 Topic 1

Which type of client may be suitable for a direct guidance self-directed brokerage model?

  • A. A client who dislikes regular trading and seeks a passive management model.
  • B. A client who trades frequently, sources trade ideas from their favourite web threads and dislikes in-person meetings.
  • C. A client who is confident in their trade decisions and is not looking for advice.
  • D. A client who is looking for a broker who can offer lots of ancillary consultative services like financial planning and wealth management.
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Correct Answer: B 🗳️

Question #3 Topic 1

What is a disadvantage of a structured product?

  • A. Lack of transparency.
  • B. Excessive diversification.
  • C. Complexity.
  • D. High level of risk.
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Correct Answer: C 🗳️

Question #4 Topic 1

What is the predominant disclosure delivery regime of ETFs?

  • A. Fund Facts.
  • B. ETF Facts.
  • C. Offering memorandum.
  • D. Information folder.
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Correct Answer: B 🗳️

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